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Audit Plan
The County Auditor prepares an annual audit plan for review by the Board-Appointed Audit Committee and approval by the Board of Supervisors. The selected audit areas are the result of a formal risk-assessment process. The Board of Supervisors must approve any additions, deletions, or deferrals to the approved audit plan.
Fiscal Year 2023 Internal Audit Plan
Agency Engagements
- Air Quality - IT General Controls
- Constables
- Environmental Services - Food Facility Inspections (Risk Assessment Only)
- Emergency Management - Security Services
- Facilities Management - Maintenance Contracts
- Office of Enterprise Technology - IT Contracts
- Planning and Development - Inspections (Risk Assessment Only)
- Public Defense Services - Contracted Attorney Contracts
- Sheriff's Office - Enforcement Support (Posse Program)
- Sheriff's Office - Inmate Tablet Program
Countywide Engagements
- Construction Contracts - 225 W. Madison St.
- Countywide Customer Service
- Countywide IT Governance
- Countywide Vendor Controls
- Out-of-State Workers (Risk Assessment Only)
- Single Audit Reporting Compliance - Grant Subrecipients
- Other Services Upon Request
Continuous Monitoring
- Capital Improvement Projects
- Cellular Device Management
- P-Cards
- Other Areas as Determined
Accounting Reviews
- Juvenile Probation
- Agua Fria Justice Court
- Arcadia Biltmore Justice Court
- Country Meadows Justice Court
- Downtown Justice Court
- Encanto Justice Court
- Maryvale Justice Court
- South Mountain Justice Court
- West McDowell Justice Court
- White Tank Justice Court
Other Reports
- Audit Recommendations Outstanding More than One Year
- Citizens Financial Condition Report
- Risk Assessment Report
- Internal Audit Department Performance Report
Prior Year Audits
Fiscal Year 2022
Agency Engagements
- Adult Probation Department (carried over from FY2021)
- Enterprise Technology - Service Delivery (carried over from FY2021)
- Sheriff's Office - Detention (carried over from FY2021)
- Outsourced IT Services - Internal Control Reports (SOC 2 Reports)
- Vendor Setup & Maintenance
- Accounts Payable Controls
- Licenses & Certifications
- Remote Access Management & Security
- Information Technology Risk Assessment Refresh
- Electronic Data Management and Loss Prevention (carried over from FY 2021)
- Single Audit Reporting Compliance - Grant Subrecipients
- Contracts/Grants/IGAs
- Other Services Upon Requests
- Capital Improvement Projects
- Cellular Device Management
- P-Cards
- Other Areas as Determined
Accounting Reviews
- Adult Probation
- Arrowhead Justice Court
- East Mesa Justice Court
- Gila Bend Municipal Court
- Hassayampa Justice Court
- Ironwood Justice Court
- Manistee Justice Court
- North Mesa Justice Court
- North Valley Justice Court
- West Mesa Justice Court
- Audit Recommendations Status Report
- Citizens Financial Condition Report
- Countywide Risk Assessment
- Internal Audit Department Performance Report